Roberto S Aguais

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2024 → 10/2024
  Ameriprise Financial Services, Llc
  San Diego, CA
• 03/2017 → 03/2017
  Robert F Rosario Cpa
  San Diego, CA
• 08/2017 → 11/2019
  Bonita Pet Supply
  Bonita, CA
• 03/2020 → 12/2023
  Mission Federal Credit Union
  San Diego, CA
• 08/2014 → 03/2017
  Student
  Santa Cruz, CA
• 03/2017 → 08/2017
  Unemployed
  San Diego, CA
• 11/2019 → 03/2020
  Unemployed
  San Diego, CA
• 12/2023 → 07/2024
  Unemployed
  San Diego, CA
• 10/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
• 01/2017 → 02/2019
  Southwestern College
  Chula Vista, CA
• 12/2024 → Present
  Bank Of America, N.A.
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2024-05-20

Other Names

• Roberto Sebastian Aguais