Roberto S Aguais

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-31
CA	RA	APPROVED	2024-12-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ameriprise Financial Services, Llc	San Diego	CA	07/2024	10/2024
Robert F Rosario Cpa	San Diego	CA	03/2017	03/2017
Bonita Pet Supply	Bonita	CA	08/2017	11/2019
Mission Federal Credit Union	San Diego	CA	03/2020	12/2023
Student	Santa Cruz	CA	08/2014	03/2017
Unemployed	San Diego	CA	03/2017	08/2017
Unemployed	San Diego	CA	11/2019	03/2020
Unemployed	San Diego	CA	12/2023	07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Diego	CA	10/2024	Present
Southwestern College	Chula Vista	CA	01/2017	02/2019
Bank Of America, N.A.	San Diego	CA	12/2024	Present

07/2024 → 10/2024

Ameriprise Financial Services, Llc

San Diego, CA
03/2017 → 03/2017

Robert F Rosario Cpa

San Diego, CA
08/2017 → 11/2019

Bonita Pet Supply

Bonita, CA
03/2020 → 12/2023

Mission Federal Credit Union

San Diego, CA
08/2014 → 03/2017

Student

Santa Cruz, CA
03/2017 → 08/2017

Unemployed

San Diego, CA
11/2019 → 03/2020

Unemployed

San Diego, CA
12/2023 → 07/2024

Unemployed

San Diego, CA
10/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA
01/2017 → 02/2019

Southwestern College

Chula Vista, CA
12/2024 → Present

Bank Of America, N.A.

San Diego, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-20

Other Firms