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Inactive

Travis Simao Roe-Raymond

Rockwood Wealth Management, LLC

New Hope, PA

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Current Employers
Rockwood Wealth Management, Llc

6464 Lower York Road, New Hope, PA 18938 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-06
PA RA APPROVED 2019-05-23
  • TX RA
    APPROVED
    Since 2021-04-06
  • PA RA
    APPROVED
    Since 2019-05-23

Branch Locations

6464 Lower York Road, New Hope, PA 18938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc Princeton NJ 11/2010 01/2017
Blackrock Investment Management, Llc Princeton NJ 11/2010 01/2017
Tiaa Princeton NJ 01/2017 04/2019
Rockwood Wealth Management New Hope PA 05/2019 Present
Rockwood Wealth Management New Hope PA 05/2019 Present
  • 11/2010 → 01/2017
    Blackrock Investments, Llc
    Princeton, NJ
  • 11/2010 → 01/2017
    Blackrock Investment Management, Llc
    Princeton, NJ
  • 01/2017 → 04/2019
    Tiaa
    Princeton, NJ
  • 05/2019 → Present
    Rockwood Wealth Management
    New Hope, PA
  • 05/2019 → Present
    Rockwood Wealth Management
    New Hope, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-22
  • S66 Uniform Combined State Law Examination
    2011-03-22
Designations
Other Names
  • Travis Fraser Roe-Raymond
  • Travis F Roe-Raymond

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
ORCHESTRA MEDICAL VENTURES, LLC
CW ADVISORS, LLC
COMMONWEALTH FINANCIAL NETWORK
MOONDANCE INVESTMENT ADVISORS, LLC
EDWARD JONES
EQUITABLE ADVISORS, LLC
GRO CAPITAL, LLC

Other Investors

JAGRUTI D PANWALA
ARTI K SHAH
CHRISTOPHER EARL LINDENTHAL
DEBRA T JONES
CHRISTOPHER HAMILTON BRASHIER
LEONARD J BRODSKY
KELLY ANN BINKOWSKI
WILLIAM HOWARD STANERT

Other Offices

OSAIC WEALTH, INC. · NEW HOPE, PA
ORCHESTRA MEDICAL VENTURES, LLC · NEW HOPE, PA
CW ADVISORS, LLC · NEW HOPE, PA
COMMONWEALTH FINANCIAL NETWORK · NEW HOPE, PA
MOONDANCE INVESTMENT ADVISORS, LLC · NEW HOPE, PA
EDWARD JONES · LAMBERTVILLE, NJ
EQUITABLE ADVISORS, LLC · NEW HOPE, PA
GRO CAPITAL, LLC · LAMBERTVILLE, NJ

More in New Hope, PA

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