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Alexander John Rokowski

Frost Investment Advisors, LLC

San Antonio, TX

CRD 5884531

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Employer firm

Frost Investment Advisors, LLC CRD 146148

$5.36B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Frost Investment Advisors, Llc

111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-27
  • TX RA
    APPROVED
    Since 2024-02-27

Branch Locations

111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Texas Money Management San Antonio TX 04/2016 12/2017
Unemployed San Antonio TX 01/2018 04/2018
American Funds San Antonio TX 05/2018 02/2019
American Funds San Antonio TX 02/2019 06/2023
Frost Investment Advisors, Llc San Antonio TX 07/2023 Present
  • 04/2016 → 12/2017
    South Texas Money Management
    San Antonio, TX
  • 01/2018 → 04/2018
    Unemployed
    San Antonio, TX
  • 05/2018 → 02/2019
    American Funds
    San Antonio, TX
  • 02/2019 → 06/2023
    American Funds
    San Antonio, TX
  • 07/2023 → Present
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-07-18
  • S63 Uniform Securities Agent State Law Examination
    2018-07-18
Designations
  • Chartered Financial Analyst
Other Names
  • Alex Rokowski

View on SEC IAPD

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