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David F Munoz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dayton, NJ

New Brunswick, NJ

New Brunswick, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-11
NJ RA APPROVED 2018-10-01
  • TX RA
    APPROVED
    Since 2018-12-11
  • NJ RA
    APPROVED
    Since 2018-10-01

Branch Locations

24 Summerfield Blvd, Dayton, NJ 08810 • United States

410 George St, New Brunswick, NJ 08901 • United States

609 Livingston Ave, New Brunswick, NJ 08901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Edison NJ 10/2014 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Brunswick NJ 05/2018 Present
Bank Of America, N.A. East Brunswick NJ 12/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-28
S63 Uniform Securities Agent State Law Examination 2012-10-23
  • S66 Uniform Combined State Law Examination
    2018-09-28
  • S63 Uniform Securities Agent State Law Examination
    2012-10-23
Other Names
  • David F Munoz
  • David Felipe Munoz
  • David Munoz

View on SEC IAPD

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