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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-09
UT RA APPROVED 2014-09-05
  • TX RA
    APPROVED_RES
    Since 2014-09-09
  • UT RA
    APPROVED
    Since 2014-09-05

Branch Locations

5201 Amelia Earhart Dr [Virtual Advisor], Salt Lake City, UT 84116 • United States

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

5201 W Amelia Earhart Dr [Tpb Services], Salt Lake City, UT 84116 • United States

Riverton, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Salt Lake City UT 08/2014 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-03
S63 Uniform Securities Agent State Law Examination 2011-04-08
  • S66 Uniform Combined State Law Examination
    2011-10-03
  • S63 Uniform Securities Agent State Law Examination
    2011-04-08

View on SEC IAPD

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