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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-23 |
| NY | RA | APPROVED | 2021-05-18 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank | Farmingdale | NY | 02/2015 | 09/2016 |
| Scottrade, Inc. | Lake Grove | NY | 09/2016 | 03/2018 |
| Fidelity Brokerage Services Llc | Lake Groce | NY | 03/2018 | 10/2020 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 10/2020 |
| Scottrade Investment Management | Smithtown | NY | 09/2016 | 03/2018 |
| Strategic Advisors, Llc | New York | NY | 03/2018 | 07/2018 |
| Equitable Advisors, Llc | New York | NY | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-03 |
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