Nicholas Caleb Diolosa

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 09/2016
  Td Bank
  Farmingdale, NY
• 09/2016 → 03/2018
  Scottrade, Inc.
  Lake Grove, NY
• 03/2018 → 10/2020
  Fidelity Brokerage Services Llc
  Lake Groce, NY
• 07/2018 → 10/2020
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 09/2016 → 03/2018
  Scottrade Investment Management
  Smithtown, NY
• 03/2018 → 07/2018
  Strategic Advisors, Llc
  New York, NY
• 11/2020 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2018-07-13 → 2020-10-14
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2018-04-10 → 2018-07-13
  Strategic Advisers Llc
  Lake Grove, NY
• 2017-02-03 → 2018-03-08
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2017-02-03

Other Names

• Caleb Diolosa