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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-24
NY RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2022-10-24
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

96 East Main Street, East Islip, NY 11730 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/2002 06/2020
Equitable Advisors, Llc New York NY 10/2002 Present
Other Businesses

Appointed member of the Riverhead Town Board of Assessment Review

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-24
S63 Uniform Securities Agent State Law Examination 2002-09-13
  • S65 Uniform Investment Adviser Law Examination
    2002-10-24
  • S63 Uniform Securities Agent State Law Examination
    2002-09-13

View on SEC IAPD

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