Craig Steven Janus

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-08-22
TX	RA	APPROVED	2023-08-22

IL RA
APPROVED

Since 2023-08-22
TX RA
APPROVED

Since 2023-08-22

Branch Locations

701 Harger Road, Suite 210, Oak Brook, IL 60523 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-03-01
TX	RA	APPROVED	2021-03-01

IL RA
APPROVED

Since 2021-03-01
TX RA
APPROVED

Since 2021-03-01

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

701 Harger Road, Suite 210, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Whitnell & Co.	Oak Brook	IL	10/2007	03/2021
Rockefeller & Co	Oak Brook	IL	03/2021	06/2023
Rockefeller Financial Llc	Oak Brook	IL	07/2023	Present
Rockefeller Capital Management	Oak Brook	IL	08/2023	Present

10/2007 → 03/2021

Whitnell & Co.

Oak Brook, IL
03/2021 → 06/2023

Rockefeller & Co

Oak Brook, IL
07/2023 → Present

Rockefeller Financial Llc

Oak Brook, IL
08/2023 → Present

Rockefeller Capital Management

Oak Brook, IL

Previous Registrations

2011-02-28 → 2021-03-16

Whitnell & Co

Oak Brook, IL

Other Businesses

1) Financial Planning Association of Illinois, 5250 Grand Ave., Suite 14, Gurnee, IL 60031; Provide educational seminars mostly to financial planning professionals; is investment-related; Part of the West Suburban Board; started 11/30/17; Put on events and boost attendance by other professionals; 2 hours per month, none during trading hours; no compensation.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-28

S66 Uniform Combined State Law Examination

2022-12-28

Designations

Certified Financial Planner

View on SEC IAPD