Nicholas A Berman

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 01/2021
  Linkedin
  New York, NY
• 01/2021 → 12/2022
  Treasury Prime
  Los Angeles, CA
• 01/2023 → 06/2024
  Tropic
  Los Angeles, CA
• 08/2023 → 06/2024
  Westside Financial
  Los Angeles, CA
• 06/2024 → Present
  Raymond James & Associates, Inc.
  Beverly Hills, CA

Previous Registrations

• 2023-09-13 → 2024-08-20
  Westside Financial Advisors Llc
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2024-08-31

Other Names

• Nicholas Andrew Berman