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Elizabeth Ann Apking

Wells Fargo Clearing Services, LLC

Tucson, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-21
  • TX RA
    APPROVED_RES
    Since 2016-11-21

Branch Locations

4051 E Sunrise Dr Ste 200, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tucson AZ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tucson AZ 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-21
  • S63 Uniform Securities Agent State Law Examination
    2000-08-21
Other Names
  • Elizaabeth Ann Apking
  • Elizabeth Ann Lavigine
  • Elizabeth Ann Lavigne
  • Betsy Apking

View on SEC IAPD

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IRONWOOD FINANCIAL, LLC · TUCSON, AZ
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ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
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FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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