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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-11-13 |
| TX | RA | APPROVED | 2025-11-12 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Scottsdale | AZ | 08/2015 | 10/2018 |
| Roscoe & Louie Transportation, Llc | Chandler | AZ | 08/2012 | Present |
| Trink Realty, Llc | Chandler | AZ | 07/2017 | Present |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 12/2018 | 01/2024 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 10/2018 | 01/2024 |
| Form Prosperity Wealth Advisors, Llc | Chandler | AZ | 03/2024 | 11/2024 |
| Ash Brokerage | Chandler | AZ | 03/2024 | 11/2024 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2025 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 10/2025 | Present |
NAME OF BUSINESS: TRINK REALTY, LLC INVESTMENT-RELATED ADDRESS: CHANDLER, AZ NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 7/2017 APPROXIMATE HOURS/MONTH: 12 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES NAME OF BUSINESS: ROSCOE & LOUIE TRANSPORTATION, LLC NON-INVESTMENT-RELATED ADDRESS: CHANDLER, AZ NATURE OF BUSINESS: TRANSPORTATION POSITION: OWNER START DATE: 8/2012 APPROXIMATE HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SCHEDULE EVENTS, COLLECT PAYMENT, DELIVER AND PICKUP VEHICLES NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHANDLER, AZ NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 3/2012 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHANDLER, AZ NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 3/2011 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-06 |
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