William Walker

Current Employers

Employment History

• 01/2011 → 03/2017
  Metlife Securities Inc
  Plymouth Meeting, PA
• 03/2017 → 06/2018
  Mml Investors Services, Llc
  Newtown Square, PA
• 06/2018 → Present
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 07/2018 → Present
  Cetera Advisor Networks Llc
  El Segundo, CA
• 02/2024 → Present
  Lion Street Financial
  Langhorne, PA
• 11/2025 → Present
  Integrity Alliance, Llc.
  Langhorne, PA

Previous Registrations

• 2017-03-25 → 2018-06-21
  Mml Investors Services, Llc
  Newtown Square, PA
• 2011-06-03 → 2017-03-25
  Msi Financial Services, Inc.
  Plymouth Meeting, PA
  Newtown Square, PA

Other Businesses

1.UNITED CAPITAL FINANCIAL ADVISORS POSITION: Employee NATURE: Investment management and financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/18/2018 ADDRESS: 1707 Langhorne Newtown Rd. Suite 1, Langhorne PA 19047, United States DESCRIPTION: Wealth Advisor, client facing 2. FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 3.UNITED CAPITAL RISK MANAGEMENT, LLC POSITION: Insurance Agent NATURE: Insurance agency used for processing fixed insurance and annuity business. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 24 START DATE: 06/18/2018 ADDRESS: 1707 Langhorne Newtown Rd. Suite 1, Langhorne PA 19047, United States DESCRIPTION: insurance agent and submitting business

Exams

• S66 Uniform Combined State Law Examination
  2011-04-18

Designations