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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-03-07
TX RA APPROVED 2011-06-15
IA RA APPROVED 2011-06-09
  • FL RA
    APPROVED
    Since 2012-03-07
  • TX RA
    APPROVED
    Since 2011-06-15
  • IA RA
    APPROVED
    Since 2011-06-09

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

4511 Weston Rd, Weston, FL 33331 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cedar Rapids IA 01/2011 11/2016
Wells Fargo Bank Na Weston FL 02/2012 Present
Wells Fargo Clearing Services, Llc Cedar Rapids IA 11/2016 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Cedar Rapids, IA
  • 02/2012 → Present
    Wells Fargo Bank Na
    Weston, FL
  • 11/2016 → Present
    Cedar Rapids, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-08
  • S66 Uniform Combined State Law Examination
    2011-06-08
Other Names
  • Mike Llanos
  • Miguel Angel Llanos

View on SEC IAPD

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