Colin Peter Figueroa

Current Employers

Employment History

• 06/2012 → 11/2016
  Morgan Stanley Smith Barney
  Paramus, NJ
• 01/2015 → 11/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  Ridgewood, NJ
• 11/2016 → 07/2018
  Capital One Financial
  Ridgewood, NJ
• 01/2024 → Present
  Osaic Wealth, Inc.
  Cresskill, NJ

Previous Registrations

• 2018-07-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  Cresskill, NJ
  Ridgewood, NJ
• 2016-11-23 → 2018-07-11
  Capital One Advisors, Llc
  Scarsdale, NY
  Mclean, VA
• 2012-08-06 → 2016-11-07
  Morgan Stanley
  Paramus, NJ
  Paramus, NJ
  Paramus, NJ

Other Businesses

1. ALPINE FINANCIAL PLANNING LLC POSITION: First Vice President NATURE: Alpine Financial Planning LLC. Helps clients with insurance planning needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/19/2018 ADDRESS: 300 Knickerbocker Rd, Suite 2600, Cresskill NJ 07626, United States DESCRIPTION: Alpine Financial Planning LLC. Helps clients with insurance planning needs. 2. WHUDSON LLC POSITION: Single member LLC NATURE: This is simply an llc created to hold our new office building that we purchased. I am the sole member of the LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 300 Knickerbocker rd ste 2600, Cresskill NJ 07626, United States DESCRIPTION: This is simply an llc created to hold our new office building that we purchased. I am the sole member of the LLC 3. ALPINE FINANCIAL PLANNING LLC POSITION: President and CEO NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2026 ADDRESS: 300 Knickerbocker Rd, Ste. 2600, Cresskill NJ 07626, United States DESCRIPTION: Providing the business framework for our CPA's to provide Tax planning & preparation services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-04
• S63 Uniform Securities Agent State Law Examination
  2011-02-07

Other Names

• Colin Figueroa