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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-04
  • NJ RA
    APPROVED
    Since 2022-10-04

Branch Locations

80 Union Ave, Cresskill, NJ 07626 • United States

303 Main Street, Fort Lee, NJ 07024 • United States

304 Essex Street, Lodi, NJ 07644 • United States

887 Allwood Road, Clifton, NJ 07012 • United States

790 Queen Anne Road, Teaneck, NJ 07666 • United States

680 Anderson Avenue #684, Cliffside Park, NJ 07010 • United States

216 Passaic Ave, Kearny, NJ 07032 • United States

547 Broadway, Bayonne, NJ 07002 • United States

435 Lewandowski Street, Lyndhurst, NJ 07071 • United States

60 Park Place, Newark, NJ 07102 • United States

587 Summit Avenue, Jersey City, NJ 07306 • United States

72 Mount Vernon Place, Newark, NJ 07106 • United States

7533 Bergenline Ave, North Bergen, NJ 07047 • United States

288 Main Street, Orange, NJ 07050 • United States

1018 Washington Street, Hoboken, NJ 07030 • United States

162 Main St, Paterson, NJ 07505 • United States

313 Henry Street, Orange, NJ 07050 • United States

Clark, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 08/2015 05/2022
Santander Securities, Llc Dorchester MA 02/2017 05/2022
M&T Bank Cliffside Park NJ 08/2022 Present
Lpl Financial Llc Cliffside Park NJ 08/2022 Present
  • 08/2015 → 05/2022
    Santander Bank, Na
    Boston, MA
  • 02/2017 → 05/2022
    Santander Securities, Llc
    Dorchester, MA
  • 08/2022 → Present
    M&T Bank
    Cliffside Park, NJ
  • 08/2022 → Present
    Cliffside Park, NJ
Other Businesses

1)08/16/2022 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-30
S63 Uniform Securities Agent State Law Examination 2017-04-24
  • S65 Uniform Investment Adviser Law Examination
    2022-09-30
  • S63 Uniform Securities Agent State Law Examination
    2017-04-24

View on SEC IAPD

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