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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 07/2016 | 11/2016 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2025 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2025 | Present |
| Ibn Financial Services, Inc. | Liverpool | NY | 11/2016 | 05/2025 |
1. M&D FINANCIAL AGENCY, 208 Fayette St., Manlius NY 13104, 05/2025, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 8 HR/MO, 8 HR/MO TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, 5/2025, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-03-05 |
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