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Joel R Lee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT

Salt Lake City, UT

Ogden, UT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-28
UT RA APPROVED 2012-08-23
  • TX RA
    APPROVED_RES
    Since 2013-06-28
  • UT RA
    APPROVED
    Since 2012-08-23

Branch Locations

1100 E 6600 S, Salt Lake City, UT 84121 • United States

60 E South Temple St, Salt Lake City, UT 84111 • United States

2380 Washington Blvd, Ogden, UT 84401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 06/2012 Present
Bank Of America, N.A. Ogden UT 11/2012 Present
Bank Of America, N.A. Salt Lake City UT 01/2026 Present
Previous Registrations
Other Businesses

BUSINESS NETWORKING INTERNATIONAL (BNI) - HEAVY HITTERS CHAPTER, OGDEN, UT - MEMBER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-11
  • S66 Uniform Combined State Law Examination
    2011-04-11
Other Names
  • Joel R Lee
  • Joel Robin Lee

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
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