Max Alexander Dembow

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → Present
  Massmutual Life Insurance Company
  Phoenix, AZ
• 05/2015 → Present
  Mml Investors Services Llc
  Phoenix, AZ

Previous Registrations

• 2012-08-07 → 2015-05-18
  Northwestern Mutual Investment Services, Llc
  Phoenix, AZ

Other Businesses

(1) NAME: MAX DEMBOW INV REL: Y ADDRESS: 2929 E CAMELBACK RD, #140, PHOENIX, AZ 85016 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH, GROUP DI, VISION, DENTAL POSITION: AGENT START DATE: 12/2010 NO. OF HRS/MO: 4 NO. HRS/MO DUR TRADING: 4 (2) NAME: DFG CASUALTY & BENEFITS LLC INV REL: Y ADD: 2929 E CAMELBACK RD, #140, PHOENIX, AZ 85016 NATURE: LIFE, P&C, HEALTH GROUP LIFE, GROUP HEALTH POSITION: SALES, AGENT, REFERRAL PARTNER START DATE: 12/2017 NO HRS/MO: 5 NO HRS/MO TRADING TIME: 5 (3) NAME: MAX A DEMBOW INV REL: Y ADD: 1500 EAST BETHANY HOME RD #3200 PHOENIX AZ 85014 NATURE: GROUP LIFE/HEALTH POSITION: REFERRAL PARTNER START DATE: 10/15/2019 NO HRS/MO: 4 N HRS/MO DUR TRADING: 4 (4) NAME: LEGACY ADVISORS ARIZONA- LAN INV REL: Y ADD: 8767 E VIA DE VENTURA STE 100A SCOTTSDALE AZ 85258 NATURE: BUSINESS COACHING AND GOAL SETTING POSITION: BUSINESS CONTINUITY COACHING CONSULTANT START DATE: 5/15/2023 NO HRS: 6 NO HRS/MO: 2 DUTIES: CONTINUITY, SUCCESSION AND EXIT COACHING FOR BUSINESS OWNERS (5) NAME: RESOURCING EDGE INV REL: N ADDR: 1309 RIDGE ROAD, SUITE 200, ROCKWALL, TX 75087 NATURE: PROFESSIONAL EMPLOYMENT ORGANIZATION POSITION: REFERRAL PARTNER START DATE: 11/05/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: REFERRAL BUSINESS PROVIDING HR SERVICES, INCLUDING PAYROLL, BENEFITS, HR CONSULTING, AND WORKERS COMP (6) NAME: MINDSHIFT INV REL: Y ADDR: 2929 E CAMELBACK RD, #140, PHOENIX, AZ 85016 NATURE: CONSULTING POSITION: COACHING FOR FINANCIAL ADVISORS START DATE: 03/25/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 8 DUTIES: HOST WEBINARS TO COACH/TEACH FINANCIAL ADVISORS ABOUT HOW TO PRESENT COMPREHENSIVE FINANCIAL PLANNING COMPARED TO PRODUCT-ORIENTED SALES (7) NAME: MAD PLANNING LLC, INV REL: Y, ADD: 2929 E CAMELBACK RD, #140, PHOENIX, AZ 85016 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 4/23/2026 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING:0

Exams

• S66 Uniform Combined State Law Examination
  2012-07-30

Designations

• Certified Financial Planner