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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-08-20
  • TN RA
    APPROVED
    Since 2012-08-20

Branch Locations

5111 Maryland Way Suite 206, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Brentwood TN 11/2010 Present
Mml Investor Services Brentwood TN 01/2011 Present
  • 11/2010 → Present
    Massmutual Life Insurance Company
    Brentwood, TN
  • 01/2011 → Present
    Mml Investor Services
    Brentwood, TN
Other Businesses

(1)NAME: MAJOR LEAGUE PLANNING PARTNERS, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: LLC CREATED FOR TAX PURPOSES POSITION: OWNERSHIP START DATE: 2/13/19 NO/HRS: 0 NO/HRS DUR TRADING: 0. (2)NAME: Brad Gooch INV REL: Y ADD: 5111 Maryland Way, Suite 206, Brentwood, TN 37027 NATURE: Ind Life POSITION: Sales/Agent START DATE: 7/2/19 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (3) NAME: BG CONSTRUCTION GROUP LLC INV REL: Y ADD: RESIDENTIAL NATURE: CONSTRUCTION POSITION: OWNER START DATE: 10/01/2024 NO. HR/MO: 50 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OVERSIGHT AND CONTRACTING FOR JOB SITES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-14
S63 Uniform Securities Agent State Law Examination 2011-08-16
  • S65 Uniform Investment Adviser Law Examination
    2012-07-14
  • S63 Uniform Securities Agent State Law Examination
    2011-08-16
Other Names
  • Brad Gooch

View on SEC IAPD

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