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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-02-22 |
Branch Locations
1745 N University Drive, Pembroke Pines, FL 33024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janette L. Davis, Cpa, Llc | Pembroke Pines | FL | 11/2007 | Present |
| Southeast American Financial Group, Inc. | Pembroke Pines | FL | 09/2004 | Present |
| Hd Vest Investment Services | Pembroke Pines | FL | 12/2014 | 02/2019 |
| Southeast American Financial Services, Inc. | Pembroke Pines | FL | 01/2007 | Present |
| Hd Vest Insurance Agency, Inc | Irving | TX | 12/2014 | 02/2019 |
| Hd Vest Advisory Services | Davie | FL | 05/2015 | 02/2019 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2019 | Present |
1)JANETTE L. DAVIS, CPA, LLC; PEMBROKE PINES, FL; NON-INVESTMENT RELATED; ACCOUNTING/TAX PREP/PLANNING/PROBLEM RESOLUTION, CPA; OWNER; SINCE 11/2007; 100 HRS/MO 2)SOUTHEAST AMERICAN FINANCIAL GROUP; PEMBROKE PINES, FL; NON-INVESTMENT RELATED; MORTGAGE SERVICES; PRESIDENT; PART OWNER; SINCE 09/2004; 4HRS/MO 3)SOUTHEAST AMERICAN FINANCIAL SERVICES; PEMBROKE PINES, FL; NON-INVESTMENT RELATED; PROPERTY & CASUALTY INSURANCE SERVICES; PRESIDENT; OWNER; SINCE 01/2007; 1HR/MO 4)JAMAICA USE CHAMBER OF COMMERCE; MIAMI, FL; NON-INVESTMENT RELATED; TREASURER; SINCE 05/2004; 2 HRS/MO 5)NAME OF OTHER BUSINESS: WALNUT CREEDK 2 & WALNUT CREEK MASTER ASSOCIATION ; INVESTMENT RELATED: NO ; ADDRESS: 3081 E. COMMERCIAL BLVD, SUITE 105 , FT LAUDERDALE, FL 33308 ; NATURE OF BUSINESS: CONDO ASSOCIATION ; START DATE: 02/2006 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, VOTE ON BUDGET AND AUTHORIZE CHECKS ISSUED BY MANAGEMENT COMPANY 6) NAME OF OTHER BUSINESS: JLD CPA & ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-26 |
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