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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-02 |
| GA | RA | APPROVED | 2020-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Soccer Federation | Metairie | LA | 09/2004 | Present |
| E*Trade Securities Llc | Alpharetta | GA | 06/2015 | 05/2018 |
| E*Trade Capital Management Llc | Alpharetta | GA | 06/2015 | 05/2018 |
| Smartpath Inc. | Atlanta | GA | 09/2018 | 06/2019 |
| Mavs | Atlanta | GA | 01/2019 | 06/2020 |
| Suntrust Investment Services, Inc. | Atlanta | GA | 05/2020 | 12/2025 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 05/2020 | 12/2025 |
| Truist Investment Services, Inc. | Alpharetta | GA | 01/2026 | Present |
| Truist Advisory Services, Inc. | Alpharetta | GA | 01/2026 | Present |
UNITED STATES SOCCER FEDERATION POSITION: Soccer Official NATURE: I am a licensed Grade 07 soccer referee with the United States Soccer Federation. I referee a variety of adult amateur and youth games. I normally do about 1 game a week and is a 1099 activity. At this stage after 16 years I do it simply for fun and as a hobby. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2004 ADDRESS: Atlanta GA, United States DESCRIPTION: Referee soccer games MAVS POSITION: Consultant NATURE: vocational therapy solutions INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: Atlanta GA, United States DESCRIPTION: I use to work for MAVS prior to accepting a position with SunTrust. Kristina owns this company so I simply want to continue helping her with clerical and administrative activities during off hours. OMEGA PALLAS POSITION: Volunteer NATURE: Delta Pallas dba Pallas is a non profit organization focused on bettering the community. Pallas' helps children and adults by supporting education through sports, in particular soccer and kickball. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: Marietta GA, United States DESCRIPTION: Volunteer time as an agent. Volunteer to manage books and records under the supervision of the treasurer and board. GEORGETOWN AT PERIMETER WALK POSITION: President NATURE: Homeowners Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: Dunwoody GA, United States DESCRIPTION: Board member on my HOA for my home. FINRA ARBITRATOR POSITION: Arbitrator NATURE: On the roster to be arbitrator. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2015 ADDRESS: New York NY, United States DESCRIPTION: Be an arbitrator if requested.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-07-22 |
| S66 | Uniform Combined State Law Examination | 2011-03-11 |
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