King Sutton Cavalier

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 04/2018
  Wells Fargo Advisors Llc
  Denver, CO
• 04/2018 → Present
  Raymond James Financial Services, Inc
  Greenwood Village, CO
• 04/2018 → Present
  Raymond James Financial Services Advisors, Inc
  Greenwood Village, CO
• 06/2019 → Present
  Medwow
  Denver, CO
• 02/2020 → Present
  Legacy Private Wealth Partners
  Greenwood Village, CO
• 02/2020 → Present
  Legacy Retirement Partners
  Greenwood Village, CO
• 05/2021 → Present
  Wayfinder Financial Services
  Greenwood Village, CO

Previous Registrations

• 2013-12-13 → 2018-04-19
  Wells Fargo Clearing Services, Llc
  Denver, CO
• 2011-04-07 → 2013-12-23
  Rbc Capital Markets, Llc
  San Francisco, CA
  Seattle, WA
  Denver, CO
  Denver, CO
  Denver, CO

Other Businesses

(1)Name of Business: Eight Winds LLC Address: 8400 E Prentice Ave, Ste 655, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 04/24/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC was established as part of my RJFS-ICD affiliation simply to accept the revenue payments generated during the course of normal business here at RJFS (2)Name of Business: Wayfinder Financial Services Address: 8400 E Prentice Ave Ste 655, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA group name

Exams

• S66 Uniform Combined State Law Examination
  2011-04-06

Other Names

• Sutton Cavalier