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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-03-05 |
| TX | RA | APPROVED_RES | 2017-08-29 |
| CA | RA | APPROVED | 2011-06-20 |
Branch Locations
1800 West Magnolia Blvd., Burbank, CA 91506 • United States
100 W Broadway Ste. 500, Glendale, CA 91210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2011 | Present |
| Cambridge Investment Research Advisory, Inc | Fairfield | IA | 06/2011 | Present |
1. INDEPENDENT INSURANCE AGENT, 24291 VIA SAN CLEMENTE, MISSION VIEJO, CA, 4/2005 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3 HR/MO - 3/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. SURVEY SQUAD, CALIFORNIA, ONE HOUR OF INVESTMENT RESEARCH SURVEY FOR fp'S, 1/YR- 1/TRADING 4. ENJOY FINANCIAL, 100 W. Broadway Ave., Suite 500, Glendale CA 91210, United States, 10/02/2023, Owner, Owner/Partner of a Business Entity, NIR, 160 HR/MO - 80 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-17 |
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