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Andrew John Hartsman

U.S. Bancorp Advisors, LLC

Saint Paul, MN

Greenwich, CT

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-18
  • CT RA
    APPROVED
    Since 2026-06-18

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

222 Railroad Ave, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Bank Greenwich CT 04/2013 12/2016
First Republic Securities Company, Llc Greenwich CT 08/2014 06/2023
First Republic Bank Greenwich CT 12/2016 09/2018
First Republic Bank Greenwich CT 09/2018 03/2020
First Republic Bank Greenwich CT 03/2019 06/2023
U.S. Bank Greenwich CT 07/2023 Present
U.S. Bancorp Investments, Inc. Greenwich CT 08/2023 02/2026
U.S. Bancorp Advisors, Llc Greenwich CT 02/2026 Present
  • 04/2013 → 12/2016
    First Republic Bank
    Greenwich, CT
  • 08/2014 → 06/2023
    First Republic Securities Company, Llc
    Greenwich, CT
  • 12/2016 → 09/2018
    First Republic Bank
    Greenwich, CT
  • 09/2018 → 03/2020
    First Republic Bank
    Greenwich, CT
  • 03/2019 → 06/2023
    First Republic Bank
    Greenwich, CT
  • 07/2023 → Present
    U.S. Bank
    Greenwich, CT
  • 08/2023 → 02/2026
    U.S. Bancorp Investments, Inc.
    Greenwich, CT
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    Greenwich, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-18
S63 Uniform Securities Agent State Law Examination 2011-11-03
  • S65 Uniform Investment Adviser Law Examination
    2026-06-18
  • S63 Uniform Securities Agent State Law Examination
    2011-11-03
Other Names
  • Andy John Hartsman

View on SEC IAPD

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Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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