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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
300 Central Ave Ste 510, Great Falls, MT 59401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W&R Insurance Agencies | Great Falls | MT | 08/2011 | Present |
| Lewis & Clark Foundation | Great Falls | MT | 01/2012 | 06/2021 |
| Aflac | Great Falls | MT | 11/2011 | Present |
| Voya Financial Advisors | Great Falls | MT | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:HARP FINANCIAL GROUP; Yes; 300 CENTRAL AVE STE 510; GREAT FALLS; MT; 59401; FINANCIAL SERVICES/DBA; INDEPENDENT INSURANCE AGENT; 12/18/2013; 160; 160; SALE OF INSURANCE & SECURITIES PRODUCTS 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 300 CENTRAL AVE STE 510; GREAT FALLS; MT; 59401; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/28/2013; 40; 30; SALES OF FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-27 |
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