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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-01-12
  • WA RA
    APPROVED
    Since 2023-01-12

Branch Locations

4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Vance Distributors, Inc. Boston MA 10/2012 11/2022
Parametric Portfolio Associates Seattle WA 10/2012 11/2022
Charles Schwab & Co., Inc. Seattle WA 11/2022 Present
  • 10/2012 → 11/2022
    Eaton Vance Distributors, Inc.
    Boston, MA
  • 10/2012 → 11/2022
    Parametric Portfolio Associates
    Seattle, WA
  • 11/2022 → Present
    Seattle, WA
Other Businesses

1) View Ridge Swim and Tennis Club | Investment Related:No|5815 NE 77th St|Seattle|WA|98115|USA|Sports/Physical Recreation|Board Member|3/7/2023|Less than 20|0|N/A

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-03-28
  • S63 Uniform Securities Agent State Law Examination
    2011-03-28
Designations

View on SEC IAPD

Other Firms

Other Investors

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