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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-09-21 |
Branch Locations
18141 West Catawba Avenue, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Cornelius | NC | 09/2009 | Present |
| Raymond James Financial Services Advisors, Inc. | Cornelius | NC | 09/2009 | Present |
(1)Name of Business: The Johnson Financial Group LLC Address: 18141 W Catawba Ave, Cornelius, NC, 28031, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/09/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-31 |
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