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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-14
GA RA APPROVED 2006-04-13
FL RA APPROVED 2006-04-11
AL RA APPROVED 2006-04-10
  • TX RA
    APPROVED
    Since 2020-01-14
  • GA RA
    APPROVED
    Since 2006-04-13
  • FL RA
    APPROVED
    Since 2006-04-11
  • AL RA
    APPROVED
    Since 2006-04-10

Branch Locations

233 12Th Street, Suite 100-A, Columbus, GA 31901 • United States

202 North Lewis Street, Lagrange, GA 30240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. La Grange GA 04/2006 Present
  • 04/2006 → Present
    Stifel Nicolaus & Co., Inc.
    La Grange, GA
Previous Registrations
Other Businesses

Stillwater Holdings of LaGrange, LLC; 202 N Lewis St LaGrange GA 30240; Real Estate; owner/manager; 10/31/2018; 5.00 Hour(s) Per Month; not during securities trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-11
  • S66 Uniform Combined State Law Examination
    2000-10-11
Designations
  • Certified Financial Planner
Other Names
  • Jack Dillard Williams
  • Dillard Jack Williams

View on SEC IAPD

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