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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-09-12
  • MI RA
    APPROVED
    Since 2016-09-12

Branch Locations

201 W Big Beaver Road Suite 300, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2011 06/2020
Equitable Advisors, Llc New York NY 07/2011 Present
Other Businesses

APPROVED TO CONDUCT OTHER INSURANCE ACTIVITY WITH COMPANIES OUTSIDE OF EQUITABLE NETWORK. LIFE SETTLEMENTS THROUGH AFSHAR GROUP, 1/13/22-PRESENT, 10 HOURS PER MONTH, 0 COMPENSATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-09
S63 Uniform Securities Agent State Law Examination 2011-08-22
  • S65 Uniform Investment Adviser Law Examination
    2016-09-09
  • S63 Uniform Securities Agent State Law Examination
    2011-08-22

View on SEC IAPD

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