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Eric Michael Nelson

Charles Schwab & Co., Inc.

Princeton, NJ

Bridgewater, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-21
  • NJ RA
    APPROVED
    Since 2022-03-21

Branch Locations

132 Nassau St Floor 1, Princeton, NJ 08542-7006 • United States

610 Commons Way Suite 4340, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 12/2010 02/2017
Bank Of America, N.A. Pennington NJ 08/2013 02/2017
Unemployed Manchester NJ 03/2017 07/2017
Td Ameritrade Bridgewater NJ 07/2017 12/2022
Charles Schwab & Co., Inc. Bridgewater NJ 12/2022 Present
Charles Schwab Bank, Ssb Bridgewater NJ 11/2023 Present
Previous Registrations
  • 2017-08-15 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Princeton, NJ
    Bound Brook, NJ
    Bridgewater, NJ
  • 2017-08-15 → 2022-10-14
    Td Ameritrade, Inc.
    Princeton, NJ
    Bridgewater, NJ
    Omaha, NE
  • 2013-09-20 → 2017-03-15
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
    Pennington, NJ
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-19
  • S66 Uniform Combined State Law Examination
    2013-09-19
Other Names
  • Eric Nelson

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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