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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-16 |
| PA | RA | APPROVED | 2019-07-30 |
Branch Locations
101 West Elm Street, Conshohocken, PA 19428 • United States
Newton, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Boston | MA | 11/2011 | 07/2019 |
| Bank Of America, N.A. | Boston | MA | 01/2012 | 07/2019 |
| Ubs Financial Services Inc. | Conshohocken | PA | 07/2019 | Present |
1) I*47664/FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION/NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N/PHILADELPHIA, PENNSYLVANIA 19123/ SOLE PROPRIETORSHIP / OWNER /START DATE OF RELATIONSHIP: 2/1/2007/ NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY / NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 / DUTIES: MANAGE PROPERTY, COLLECT RENT 2) I*5432/ Name of outside business organization: Rental Property/ Philadelpha, Pennsylvania, 19146/Nature of business: N /Start date of relationship: 10/19/2017/ Number of hours devoted: 1 hour(s)/ Number of hours devoted during trading hours: 0/ 1519 S Cleveland St / United States / 1519 S Cleveland St, Philadelphia, Pennsylvania 19146 / real estate investment / own/manage rental property / Proprietor / owner / as 50% owner of this rental property, i make decisions on lease terms, maintenance and improvements / Receive Compensation?: YES / Investment in Company?: YES; 50% / Start Date 10/13/2017 3) 2208 Christian St / United States / 2208 Christian St. Philadelphia, Pennsylvania 19146 / rental property / own/manage rental property / make decisions on lease terms and improvements / Receive Compensation?: YES / Investment in Company?: YES; 100 / Start Date 12/14/2004 4) 214 Fairmount Ave / United States / 214 Fairmount Ave, Philadelphia, Pennsylvania 19123 / real estate investment / own/manage rental property / as owner of this rental property, i make decisions on lease terms, maintenance and improvements / Receive Compensation?: YES / Investment in Company?: YES; 100 Start Date 2/1/2006 6) Real Estate/ Rental Property/ investmnet related?: /Greenwich ST,Philadelphia PA, 19146/Proprietor/ own and manage rental property/ start date: 2/1/2022/ time reqd during working hours?: no 7) SEJL Properties / Investment Relate - Yes / 2222 Greenwich StPhiladelphiaPAUnited States19146 / LLC that owns one investment property / Real Estate / residential rental property, single family home / own and manage rental property / Start Date: 12/31/2020 8) JCL Properties 1 LLC / 2025 Watkins StPhiladelphiaPAUnited States19145 / residential rental property, single family home / LLC that owns one investment property / own and manage rental property / 3/14/2022 9) SEJL Properties / 2332 Fernon StPhiladelphiaPA19145 / residential rental property, single family home / LLC that owns one investment property / own and manage rental property / 5/26/2021 10)RLJL Properties 1 LLC/41 Conshohocken State Rd Apt 509,PA/Partner/approve the purchase of property for rental purposes and engage with property management about tenants/maintenance/12/23/22. 11) 2333 Greenwich St, Philadelphia PA United States-19146, Real estate, Own/manage rental property, Start date1/20/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-12 |
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