Michael R Gosney

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2019-02-06
IN	RA	APPROVED	2019-02-01

KY RA
APPROVED

Since 2019-02-06
IN RA
APPROVED

Since 2019-02-01

Branch Locations

3707 Charlestown Road Suite C-2, New Albany, IN 47150 • United States

4801 Olympia Park Plaza Ste. 3500, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Martin Financial Group	New Albany	IN	12/2011	01/2019
Triad Advisors	Norcross	GA	12/2011	10/2018
Mariner Wealth Advisors	New Albany	IN	02/2019	Present

12/2011 → 01/2019

Martin Financial Group

New Albany, IN
12/2011 → 10/2018

Triad Advisors

Norcross, GA
02/2019 → Present

Mariner Wealth Advisors

New Albany, IN

Previous Registrations

2013-10-07 → 2019-03-22

Martin Financial Group, Llc

New Albany, IN

Other Businesses

TAU KAPPA EPSILON FRATERNITY; 4201 GRANT LANE ROAD, NEW ALBANY, IN, 47150; NOT INVESTMENT RELATED; BOARD TREASURER; REPORTS ON BOARD FINANCIALS AND SCHOLARSHIP ACCOUNTS; START DATE 12/2014; 2HRS/MONTH AND 0 DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-18

S66 Uniform Combined State Law Examination

2013-09-18

Designations

Certified Financial Planner

Other Names

Michael Robert Gosney

View on SEC IAPD