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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-02-25 |
| IL | RA | APPROVED | 2012-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Lisle | IL | 01/2012 | Present |
| Bank Of America, N.A. | Lisle | IL | 04/2012 | Present |
I*3109277Entity Type: N/AName of OBA:MLPF& S CUST FPO B.V. IRA FBO B.VAddress:Naperville IllinoisInvestment Related:NoPosition, Title, Association:Power of AttorneyStart Date:10/30/2025No Hours: 0 YearlyNo Hours during trading:0 YearlyDuties:Power of Attorney for ParentsI*3048269, Entity Type: , Name of OBA: MLPF& S CUST FPO B V IRRA FBO B V, Address: Naperville, Illinois, 60563, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/21/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3168282 Entity Type: N/A Name of OBA: MLPF& S CUST FPO B V RRA FBO B V Address: Naperville, Illinois, 60563 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/13/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-01 |
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