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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-20 |
| AR | RA | APPROVED | 2018-06-22 |
Branch Locations
1301 Rebsamen Park Rd, Little Rock, AR 72202 • United States
Little Rock, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals Inc | San Antonio | TX | 02/2014 | 08/2018 |
| Centennial Bank | Little Rock | AR | 10/2016 | Present |
| Ameriprise Financial Services, Inc. | Little Rock | AR | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Little Rock | AR | 03/2020 | Present |
Board of Directors; St. Charles Community Association; HOA Board Member; PO BOX 21664St Charles Blvd Little Rock AR 72211, ,; Not Investment-Related; 02/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Centennial Financial Services; Financial Advisor - Financial Advisor; Bank advisor; 1301 Rebsamen Park Rd, , Little Rock, AR, 72202; Investment-Related; 10/06/2016; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-14 |
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