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Current Employers
Midwestern Securities Trading Company, Llc

235 Everett St, East Peoria, IL 61611 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-20
IL RA APPROVED 2014-02-03
  • TX RA
    APPROVED_RES
    Since 2018-04-20
  • IL RA
    APPROVED
    Since 2014-02-03

Branch Locations

235 Everett St, East Peoria, IL 61611 • USA

3319 E Lincolnway, Sterling, IL 61081 • United States

410 S Clay St, Mt Carroll, IL 61053 • United States

215 S Main St, Pearl City, IL 61062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Company, Llc East Peoria IL 10/2011 Present
Sauk Valley Bank Sterling IL 10/2011 Present
Other Businesses

1.) Sauk Valley Bank, 3319 E Lincolnway Sterling IL 61081, Financial Advisor, Started 10/2011, Investment Related, 30 hours per week both during and outside market hours. 2.) State Bank of Pearl City, 215 S Main St Pearl City, IL 61062, Financial Advisor, Started 05/2020, Investment Related, 10 hours per week both during and outside market hours. 3.) WHITESIDE COUNTY UNITED WAY, STERLING, IL, VICE TREASURER (VOLUNTEER/ZERO COMPENSATION), NON-INVESTMENT RELATED, START DATE 08/2016, 12 HOURS per MONTH BOTH DURING AND OUTSIDE MARKET HOURS. 4.) BASEBALL/SOFTBALL LESSONS, 502 W 10TH ST. ROCKFALLS, IL 61071, COACH/OWNER/TEACHER, NON-INVESTMENT RELATED, START DATE 10/2019, 20 HOURS PER MONTH OUTSIDE OF MARKET HOURS ONLY, 0 HOURS PER MONTH DURING MARKET HOURS. 5.Sterling Rock Falls Community Trust, 302 First Ave, Sterling, IL 61081, Board of Directors Member, non-investment related, start date 12/2023, 3 hours per month during market hours, 3 hours per month outside of market hours, role includes decision-making on scholarships and allocation of funds.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-30
S63 Uniform Securities Agent State Law Examination 2011-01-27
  • S65 Uniform Investment Adviser Law Examination
    2014-01-30
  • S63 Uniform Securities Agent State Law Examination
    2011-01-27

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