Etsuji Edward Oizumi

Current Employers

Employment History

• 01/2015 → 03/2022
  Bentley Company
  Tustin, CA
• 09/2016 → 05/2018
  Principal Securities Inc
  Tustin, CA
• 11/2018 → 02/2019
  Cetera Advisor Networks
  El Segundo, CA
• 05/2018 → 02/2019
  Hbw Advisory Services, Llc
  Simi Valley, CA
• 01/2019 → 09/2021
  Mml Investors Services, Llc
  Newport Beach, CA
• 01/2019 → 09/2021
  Massmutual Life Insurance Company
  Newport Beach, CA
• 11/2021 → 09/2025
  Avantax Investment Services, Inc.
  Anaheim, CA
• 11/2021 → 09/2025
  Avantax Advisory Services
  Anaheim, CA
• 11/2021 → 09/2025
  Avantax Insurance Agency, Llc
  Anaheim, CA
• 01/2019 → 09/2021
  Capstone Partners Financial & Insurance Services Llc
  Newport Beach, CA
• 01/2013 → Present
  Bentley Tax Company
  Tustin, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Irvine, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-11-03 → 2025-09-05
  Avantax Advisory Services
  Anaheim, CA
• 2019-02-12 → 2021-10-04
  Mml Investors Services, Llc
  Newport Beach, CA
• 2018-11-09 → 2019-02-09
  Cetera Wealth Services, Llc
  Santa Ana, CA
  El Segundo, CA
  Santa Ana, CA
• 2018-05-30 → 2019-02-04
  Hbw Advisory Services Llc
  Tustin, CA
  Santa Ana, CA
  Simi Valley, CA
• 2016-09-22 → 2018-06-05
  Principal Securities, Inc.
  Irvine, CA
• 2016-07-28 → 2016-09-12
  Waddell & Reed
  Irvine, CA

Other Businesses

1) ADVANTAGE TAX & WEALTH POSITION: Financial Advisor NATURE: To provide comprehensive financial service, I serve our clients to constructive financial long term planning. Specially Retirement Planning is very critical to those who are concern about future cash inflows after their retirements. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2021 ADDRESS: 800 S Harbor Blvd, Suite 255, Anaheim CA 92805, DESCRIPTION: My duty and responsibility are to contact my clients on regular basis and provide any advice to them from fiduciary point of views. 2)Bentley Tax Company (1); Owner; Self-employed. To help clients to file their tax return every year. As Tax Preparer. I assist the tax-payers to file Federal/State Tax, to reduce tax due legitimately and to comply with current tax law. Registered in CA Franchise Tax Board as CTEC preparer.; NIR; 0; 01/01/2013; 13658 Red Hill Ave #F Tustin CA 92780; 1. Overview my clients financial situation. 2. Advice financial proposal based on his/her best interest. 3. In tax implication, propose any change and explain it thoroughly. 4. Based on his/her requests, prepare his tax returns. 5. E-file his return to IRS and follow up any issues afterwards.

Exams

• S66 Uniform Combined State Law Examination
  2016-07-09
• S63 Uniform Securities Agent State Law Examination
  2011-07-19

Other Names

• Etsuji Edward Oizumi
• Etsuji Oizumi