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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 04/2013 | Present |
| Bank Of America, N.A. | Austin | TX | 05/2013 | Present |
I*103369 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE YMCA OF AUSTIN INVESTMENT RELATED: N ADDRESS OF BUSINESS: AUSTIN, TEXAS 78703 NATURE OF BUSINESS: OTHER,NONPROFIT ORGANIZATION POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 3/28/2017 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SUPPORT YOUTH OF THE COMMUNITY AND PROMOTE HEALTHY LIVING. AS AN ADVISORY BOARD MEMBER, I'LL VOTE ON, FUNDRAISE FOR, AND ORGANIZE YOUTH PROGRAMS AND COMMUNITY INITIATES. MY ROLE ON THE BOARD WITH NOT BE FINANCIAL IN NATURE (OUTSIDE OF FUNDRAISING). I*110061 For profit or not for profit: For-Profit Organization Name of outside business organization: Wright RE LLC Investment related: N Address of business: Austin, Texas 78745 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/6/2017 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Rental property. I*7553 For profit or not for profit: Name of outside business organization: Cedar Swamp Road Rental Investment related: Address of business: Storrs, Connecticut 6268 Nature of business: , Position, title, association: , Start date of relationship: 1/14/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*7551 For profit or not for profit: Name of outside business organization: Shadywood Drive Rental Investment related: Address of business: Austin, Texas 78745 Nature of business: , Position, title, association: , Start date of relationship: 1/14/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1084278 For profit or not for profit: Entity For Profit Name of outside business organization: Worldwide Worldwide, LLC Investment related: N Address of business: Austin, Texas, 78704 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/21/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Private company investment; investor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-19 |
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