Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-04-16
  • TX RA
    APPROVED
    Since 2013-04-16

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 04/2013 Present
Bank Of America, N.A. Austin TX 05/2013 Present
Previous Registrations
  • 2011-12-06 → 2013-04-03
    Msi Financial Services, Inc.
    Shelton, CT
Other Businesses

I*103369 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE YMCA OF AUSTIN INVESTMENT RELATED: N ADDRESS OF BUSINESS: AUSTIN, TEXAS 78703 NATURE OF BUSINESS: OTHER,NONPROFIT ORGANIZATION POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 3/28/2017 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SUPPORT YOUTH OF THE COMMUNITY AND PROMOTE HEALTHY LIVING. AS AN ADVISORY BOARD MEMBER, I'LL VOTE ON, FUNDRAISE FOR, AND ORGANIZE YOUTH PROGRAMS AND COMMUNITY INITIATES. MY ROLE ON THE BOARD WITH NOT BE FINANCIAL IN NATURE (OUTSIDE OF FUNDRAISING). I*110061 For profit or not for profit: For-Profit Organization Name of outside business organization: Wright RE LLC Investment related: N Address of business: Austin, Texas 78745 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/6/2017 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Rental property. I*7553 For profit or not for profit: Name of outside business organization: Cedar Swamp Road Rental Investment related: Address of business: Storrs, Connecticut 6268 Nature of business: , Position, title, association: , Start date of relationship: 1/14/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*7551 For profit or not for profit: Name of outside business organization: Shadywood Drive Rental Investment related: Address of business: Austin, Texas 78745 Nature of business: , Position, title, association: , Start date of relationship: 1/14/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1084278 For profit or not for profit: Entity For Profit Name of outside business organization: Worldwide Worldwide, LLC Investment related: N Address of business: Austin, Texas, 78704 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/21/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Private company investment; investor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-19
  • S66 Uniform Combined State Law Examination
    2011-09-19
Other Names
  • Brian Schoppmann

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor