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Robert John Russell

Waterloo Capital

Austin, TX

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Current Employers
Waterloo Capital

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-03
  • TX RA
    APPROVED
    Since 2021-08-03

Branch Locations

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Pflugerville TX 06/2011 10/2017
Royal Alliance Pflugerville TX 10/2017 07/2021
Waterloo Capital Austin TX 07/2021 Present
  • 06/2011 → 10/2017
    National Planning Corporation
    Pflugerville, TX
  • 10/2017 → 07/2021
    Royal Alliance
    Pflugerville, TX
  • 07/2021 → Present
    Waterloo Capital
    Austin, TX
Previous Registrations
  • 2017-10-16 → 2021-08-03
    Osaic Wealth, Inc.
    Pflugerville, TX
    Austin, TX
  • 2016-07-07 → 2017-10-18
    National Planning Corporation
    Tyler, TX
    Bastrop, TX
    Austin, TX
    Pflugerville, TX
Other Businesses

INSRUANCE LICENSED - LIFE AND HEALTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-27
S63 Uniform Securities Agent State Law Examination 2012-01-25
  • S65 Uniform Investment Adviser Law Examination
    2016-06-27
  • S63 Uniform Securities Agent State Law Examination
    2012-01-25
Other Names
  • Robert J Russell

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION
EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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