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Katlyn Anne Nielson

Focus Advisor Solutions, LLC

St. Louis, MO

Sonora, CA

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Current Employers
Focus Advisor Solutions, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-12-13
  • CA RA
    APPROVED
    Since 2018-12-13

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Sonora, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loring Ward San Jose CA 02/2011 11/2018
Foreside Financial Services, Llc San Jose CA 10/2018 09/2020
Focus Partners Advisor Solutions, Llc St. Louis MO 12/2018 Present
  • 02/2011 → 11/2018
    Loring Ward
    San Jose, CA
  • 10/2018 → 09/2020
    Foreside Financial Services, Llc
    San Jose, CA
  • 12/2018 → Present
    Focus Partners Advisor Solutions, Llc
    St. Louis, MO
Previous Registrations
  • 2015-12-03 → 2018-12-13
    Lwi Financial Inc.
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-03
S63 Uniform Securities Agent State Law Examination 2014-02-10
  • S65 Uniform Investment Adviser Law Examination
    2015-12-03
  • S63 Uniform Securities Agent State Law Examination
    2014-02-10

View on SEC IAPD

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