Katlyn Anne Nielson

Employer firm

Focus Advisor Solutions, LLC CRD 143319

$41.5B regulatory AUM 1,716 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 11/2018
  Loring Ward
  San Jose, CA
• 10/2018 → 09/2020
  Foreside Financial Services, Llc
  San Jose, CA
• 12/2018 → Present
  Focus Partners Advisor Solutions, Llc
  St. Louis, MO

Previous Registrations

• 2015-12-03 → 2018-12-13
  Lwi Financial Inc.
  San Jose, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-03
• S63 Uniform Securities Agent State Law Examination
  2014-02-10