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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-09 |
| MO | RA | APPROVED | 2023-02-08 |
| TX | RA | APPROVED_RES | 2022-04-28 |
| NC | RA | APPROVED | 2019-12-02 |
Branch Locations
9128 Strada Pl, Naples, FL 34108 • United States
22 Bull St, Savannah, GA 31401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 03/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-13 |
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