Benjamin Rush Semmes

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-06-23
VA	RA	APPROVED	2022-06-23

TX RA
APPROVED_RES

Since 2022-06-23
VA RA
APPROVED

Since 2022-06-23

Branch Locations

1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	07/2013	06/2022
Bank Of America, N.A.	Washington	DC	08/2013	06/2022
Morgan Stanley Smith Barney Llc	Mclean	VA	06/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2022	Present

07/2013 → 06/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
08/2013 → 06/2022

Bank Of America, N.A.

Washington, DC
06/2022 → Present

Morgan Stanley Smith Barney Llc

Mclean, VA
07/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2013-08-06 → 2022-06-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
2011-06-29 → 2013-07-23

Voya Financial Advisors, Inc.

Tysons Corner, VA

Philadelphia, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-05-14

S66 Uniform Combined State Law Examination

2011-05-14

Designations

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews