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152 Conant St. Suite 201, Beverly, MA 01915 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Advisory Group | Wakefield | MA | 07/2010 | Present |
| Transamerica Financial Advisors, Inc | Wakefield | MA | 05/2014 | 09/2016 |
| Private Client Services Llc | Beverly | MA | 09/2016 | 04/2022 |
| Lpl Financial, Llc | Beverly | MA | 06/2022 | Present |
1) 6/2022 - DBA for LPL business - US Advisory Group, LLC - Investment Related - Beverly, MA 01915 2)07/29/2022 - US Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 100 Hours Per Month - I provide investment advisory services through US Advisory Group, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-02-08 |
| S65 | Uniform Investment Adviser Law Examination | 2021-01-04 |
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