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Inactive

Nicholas A Duthie

Dbm Advisors, LLC

Oklahoma City, OK

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Current Employers
Dbm Advisors, Llc

101 Park Ave Ste 400, Oklahoma City, OK 73102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2018-06-14
TX RA APPROVED 2018-06-08
  • OK RA
    APPROVED
    Since 2018-06-14
  • TX RA
    APPROVED
    Since 2018-06-08

Branch Locations

101 Park Ave Ste 400, Oklahoma City, OK 73102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Securities America Inc Oklahoma City OK 05/2015 06/2024
Securities America Advisors Oklahoma City OK 05/2015 06/2024
Dbm Advisors, Llc Oklahoma City OK 01/2018 Present
Osaic Wealth, Inc. Oklahoma City OK 06/2024 06/2026
  • 05/2015 → 06/2024
    Securities America Inc
    Oklahoma City, OK
  • 05/2015 → 06/2024
    Securities America Advisors
    Oklahoma City, OK
  • 01/2018 → Present
    Dbm Advisors, Llc
    Oklahoma City, OK
  • 06/2024 → 06/2026
    Osaic Wealth, Inc.
    Oklahoma City, OK
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-07
  • S66 Uniform Combined State Law Examination
    2011-04-07
Other Names
  • Nicholas Alexander Duthie

View on SEC IAPD

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