Nicholas A Duthie

Employer firm

Dbm Advisors, LLC CRD 293138

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• BUSINESS CONSULTING AND EDUCATION

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 06/2024
  Securities America Inc
  Oklahoma City, OK
• 05/2015 → 06/2024
  Securities America Advisors
  Oklahoma City, OK
• 01/2018 → Present
  Dbm Advisors, Llc
  Oklahoma City, OK
• 06/2024 → 06/2026
  Osaic Wealth, Inc.
  Oklahoma City, OK

Previous Registrations

• 2024-06-14 → 2026-06-05
  Osaic Wealth, Inc.
  Oklahoma City, OK
• 2015-05-20 → 2024-06-14
  Securities America Advisors, Inc.
  Oklahoma City, OK
• 2011-04-08 → 2015-05-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oklahoma City, OK

Exams

• S66 Uniform Combined State Law Examination
  2011-04-07

Other Names

• Nicholas Alexander Duthie