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Phoebe E Peck

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-06-14
TX RA APPROVED_RES 2014-09-29
RI RA APPROVED 2014-09-26
  • CT RA
    APPROVED
    Since 2017-06-14
  • TX RA
    APPROVED_RES
    Since 2014-09-29
  • RI RA
    APPROVED
    Since 2014-09-26

Branch Locations

3400 Pawtucket Ave, Riverside, RI 02915 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stoughton MA 06/2014 Present
Bank Of America, N.A. Stoughton MA 06/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-25
  • S66 Uniform Combined State Law Examination
    2014-09-25

View on SEC IAPD

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