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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-08 |
| AZ | RA | APPROVED | 2021-12-17 |
| CA | RA | APPROVED | 2021-12-17 |
Branch Locations
4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States
3755 W Cortaro Farms Rd, Tucson, AZ 85742 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 08/2021 | Present |
| Wells Fargo Bank, Na | Tucson | AZ | 08/2021 | Present |
| Cit Bank | Tucson | AZ | 06/2019 | 08/2021 |
| Bank Of The West | Tucson | AZ | 10/2017 | 06/2019 |
| Bmo Harris Bank | Tucson | AZ | 01/2017 | 10/2017 |
| Mission Federal Credit Union | San Diego | CA | 07/2014 | 01/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-02 |
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