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Frank Mignoni

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newtown, PA

Langhorne, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-01-28
TX RA APPROVED_RES 2016-07-28
NJ RA APPROVED 2012-11-26
  • PA RA
    APPROVED
    Since 2021-01-28
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • NJ RA
    APPROVED
    Since 2012-11-26

Branch Locations

2894 S Eagle Rd, Newtown, PA 18940 • United States

2333 E Lincoln Hwy, Langhorne, PA 19047 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mercerville NJ 11/2012 Present
Bank Of America, N.A. Mercerville NJ 12/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-07
  • S66 Uniform Combined State Law Examination
    2011-02-07

View on SEC IAPD

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