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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
WI RA APPROVED 2017-12-07
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • WI RA
    APPROVED
    Since 2017-12-07

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Sussex, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments Llc Hartland WI 07/2012 01/2017
Wayne Hummer Investments Llc Chicago IL 01/2017 11/2017
Edward Jones St Louis MO 11/2017 Present
  • 07/2012 → 01/2017
    Wayne Hummer Investments Llc
    Hartland, WI
  • 01/2017 → 11/2017
    Wayne Hummer Investments Llc
    Chicago, IL
  • 11/2017 → Present
    St Louis, MO
Previous Registrations
  • 2012-07-02 → 2017-11-27
    Wintrust Investments Llc
    Chicago, IL
    Hartland, WI
  • 2011-01-24 → 2012-05-09
    Pewaukee, WI
    St Louis, MO
    Pewaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-21
  • S66 Uniform Combined State Law Examination
    2011-01-21
Other Names
  • Ann M Johnson
  • Ann Thompson
  • Ann Marie Thompson

View on SEC IAPD

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