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Ethan Samuel Grossman

Morgan Stanley

Aventura, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-18
TX RA APPROVED 2022-01-14
  • FL RA
    APPROVED
    Since 2022-01-18
  • TX RA
    APPROVED
    Since 2022-01-14

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 07/2015 01/2022
Bank Of America, N.A. Miami FL 08/2015 01/2022
Morgan Stanley Smith Barney Llc Aventura FL 01/2022 Present
Morgan Stanley Private Bank, N.A New York NY 01/2022 Present
  • 07/2015 → 01/2022
    Miami, FL
  • 08/2015 → 01/2022
    Bank Of America, N.A.
    Miami, FL
  • 01/2022 → Present
    Morgan Stanley Smith Barney Llc
    Aventura, FL
  • 01/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*485729- Miami Homes for All; Investment related-Yes; Miami, Florida; Civic/Community; Investment Committee, Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0; After business hours: 1; Investment Decisions/Advice, Administrative. Temple Beth Sholom Investment related: N Address of business: Miami Beach, FL 33140 Nature of business: Charitable Organization Position, title, association: Committee Member Start date of relationship: 2/1/2021 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Reform Jewish Synagogue which connects the community to religion. I've been asked to serve on the Nomination Committee which is in charge of nominating new board members. I have no financial responsibility. *485727 Rabbi Gary Glickstein Foundation; Investment related No; Miami Beach, Florida; Religious; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 1; Investment Decisions/Advice: Board Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-26
S63 Uniform Securities Agent State Law Examination 2011-01-18
  • S65 Uniform Investment Adviser Law Examination
    2015-09-26
  • S63 Uniform Securities Agent State Law Examination
    2011-01-18
Other Names
  • Ethan Grossman

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