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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-18 |
| TX | RA | APPROVED | 2022-01-14 |
Branch Locations
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 07/2015 | 01/2022 |
| Bank Of America, N.A. | Miami | FL | 08/2015 | 01/2022 |
| Morgan Stanley Smith Barney Llc | Aventura | FL | 01/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2022 | Present |
*485729- Miami Homes for All; Investment related-Yes; Miami, Florida; Civic/Community; Investment Committee, Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0; After business hours: 1; Investment Decisions/Advice, Administrative. Temple Beth Sholom Investment related: N Address of business: Miami Beach, FL 33140 Nature of business: Charitable Organization Position, title, association: Committee Member Start date of relationship: 2/1/2021 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Reform Jewish Synagogue which connects the community to religion. I've been asked to serve on the Nomination Committee which is in charge of nominating new board members. I have no financial responsibility. *485727 Rabbi Gary Glickstein Foundation; Investment related No; Miami Beach, Florida; Religious; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 1; Investment Decisions/Advice: Board Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-18 |
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