Daniel Francis Brascetta

Current Employers

Employment History

• 05/2016 → 10/2018
  Charles Schwab & Co., Inc
  Lone Tree, CO
• 05/2016 → 11/2016
  Charles Schwab Bank
  Lone Tree, CO
• 05/2017 → 10/2018
  Charles Schwab Bank
  Lone Tree, CO
• 10/2018 → 06/2021
  Pathway Advisors Group
  Colorado Springs, CO
• 06/2021 → 10/2022
  Shj Wealth Advisors
  Denver, CO
• 10/2022 → 03/2023
  Ae Wealth Management, Llc
  Topeka, KS
• 11/2022 → 03/2023
  Lord And Richards
  Highlands Ranch, CO
• 03/2023 → Present
  Beacon Pointe Insurance Services
  Denver, CO
• 03/2023 → Present
  Beacon Pointe Advisors Llc
  Denver, CO

Previous Registrations

• 2022-10-20 → 2023-03-29
  Ae Wealth Management, Llc
  Highlands, CO
  Highlands Ranch, CO
• 2021-06-09 → 2022-08-16
  Sharkey Howes & Javer Inc
  Denver, CO
• 2018-11-27 → 2022-01-31
  Pathway Advisors Group
  Colorado Springs, CO
  Colorado Springs, CO
• 2011-06-03 → 2012-01-10
  Securian Financial Services, Inc.
  Portland, OR
• 2011-06-03 → 2012-01-10
  Cri Securities, Llc
  Portland, OR

Other Businesses

(1) Beacon Pointe Insurance Services, LLC, Not investment-related; Address: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA 92660; Position/Title: Agent; Start Date: 02/2023; HRS/MO During trading hours: 10 hrs./Mo.; Duties: Sale of insurance products (life/health/accident). (2) Vantage Fitness, LLC, not investment-related, 24466 E. Canyon Drive, Aurora, CO 80016, Personal Training, Owner/Trainer, started November 2020, spend 6 hours per month writing fitness programs, training clients in person but none during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-27
• S66 Uniform Combined State Law Examination
  2011-05-19

Designations