Mindy Suzanne Helfrich

Current Employers

Employment History

• 04/2011 → 09/2023
  Principal Life Ins Co
  Omaha, NE
• 04/2011 → 09/2023
  Principal Securities Inc
  Omaha, NE
• 05/2011 → Present
  Helfrich Financial Services Llc
  Omaha, NE
• 10/2011 → Present
  Vintage Financial Group
  Omaha, NE
• 09/2023 → Present
  Lpl Financial Llc
  Omaha, NE

Previous Registrations

• 2011-05-16 → 2023-09-29
  Principal Securities, Inc.
  Elkhorn, NE
  Omaha, NE
• 2009-11-06 → 2011-05-02
  Ameritas Investment Company, Llc
  Omaha, NE
  Lincoln, NE
  Ashland, NE
• 2007-12-14 → 2009-10-27
  Cincinnati Analysts, Inc.
  Omaha, NE
  Ashland, NE

Other Businesses

1) 09/19/2023 - COMMERCIAL INVESTMENT SERVICES / Social Director / Outside/W-2 Employment / Not Investment Related / North Platte, NE / Start date 05/02/2011 . 2) 09/19/2023- Vintage Financial Group, LLC / Merit - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date: 5/1/2012 - 160 Hrs/Mth - 160 Hrs During Trading. 3) 09/19/2023- Notary / Investment Related / Omaha, NE / Start date 09/01/2017 - 5 Hrs/Mth - 5 Hrs During Trading - 1% time spent 4) 09/19/2023 - HELFRICH FINANCIAL SERVICES LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Omaha, NE / Start date 03/01/2008 - 160 Hrs/Mth - 160 Hrs During Trading - 85 % time spent. 5) 10/06/2025 - Life Insurance Sales, LTC Sales, Medicare Supplement Sales, Disability, group benefits sales - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:09/19/2025 - 10 Hrs/Mth - 10 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-02
• S63 Uniform Securities Agent State Law Examination
  2000-07-20

Other Names

• Mindy Suzanne Stefka